From 3rd January 2018 broking services provided by Arian Financial LLP on certain OTC products will be conducted via Arian Trading Facility OTF (AOTF). AOTF will be operated by Arian Trading Facility which is a trading name of Arian Financial LLP. On this page you can find links to public information on AOTF and how to access our transparency data which is provided in partnership with Simplitium Ltd.
Venue Arian Trading Facility (AOTF)
Type Organised Trading Facility (OTF)
Hours of Operation (UK Time – Mon-Fri)
AOTF Rule Book
AOTF User Terms
AOTF Fee Schedule
Conflict of Interest
Listed Equity Futures and Options
Other Equity Derivatives
RTS 27 Reports
Pillar 3 complements the minimum capital requirements (Pillar 1) and the supervisory review process (Pillar 2). Its aim is to encourage market discipline by developing a set of disclosure requirements which will allow market participants to assess key pieces of information on a firm’s capital, risk exposures and risk assessment processes. The disclosures are to be made to the market for the benefit of the market.
Pillar 3 disclosure
ARIAN AML POLICY
Arian Financial LLP is pro-active in the prevention of Financial Crime and has put in place trade monitoring programmes as well as AML training and follows JMLSG guidelines. This is to ensure that no members of the partnership assist or participate in any form of financial crime including money laundering and market abuse.